Risk & Compliance

Regulation-aware risk and compliance for digital assets: SFC and parallel frameworks, AML, licensing touchpoints, custody, and defensible second-line review.

Risk & Compliance

Focus areas

  • Regulatory mapping
  • AML/KYC
  • licensing context
  • custody risk
  • Third-party risk
  • Board-ready summaries

Core focus

Supervision, evidence, and repeatable second-line habits

The programme is built for defensible review: which rules apply, where licensing and registration matter, what "good" AML and custody evidence looks like in practice, and how to work with the first line without slowing every initiative to a standstill.

Supervision, evidence, and repeatable second-line habits

What to expect

During the sessions

  • Frameworks mapped to your jurisdiction mix
  • case banks that separate hype from controllable facts
  • templates for EDD, travel rule touchpoints, and third-party attestation
  • facilitated triage of open questions with your internal counsel in the room where appropriate

After the programme

  • A current-state gap analysis against a recognised baseline
  • a prioritised control backlog
  • clearer escalation paths
  • an executive summary your board and regulators can read without jargon drift

Logistics

Audience

Compliance, risk, legal, and internal audit; product and technology where they co-own control design

Duration

Half-day to two-day, modular

Format

In-person, virtual, or hybrid

Scope and law map

  • Name applicable regimes

  • separate retail vs. professional contexts

  • set evidence expectations

Equip your team with institutional digital asset knowledge

Tell us your goals, and we'll design the framework.

Contact GRAAM